Rico began his investment career as a financial services professional in 1991 working in capital markets, capital introductions, and wealth management. During his tenure as a financial services executive he collaborated on a number of business advisory transactions and raised millions of dollars in capital for growth companies. He then
Rico began his investment career as a financial services professional in 1991 working in capital markets, capital introductions, and wealth management. During his tenure as a financial services executive he collaborated on a number of business advisory transactions and raised millions of dollars in capital for growth companies. He then added operational experience as CEO of a 300 store retail chain which he co-founded, navigated through two equity rounds as a private company, and managed the IPO process. Rico received a Bachelors of Business Administration from Rider University, a Masters in Business Administration from University of Phoenix, and a Masters in Banking and Finance from Boston University.
Ezri Shechter is the lead developer for Norkez Lakhani, a real estate development firm that specializes in the Northern New Jersey market, with a concentration in Downtown Jersey City. Ezri brings with him a wealth of local ground-up development, having executed on several projects in the Northern New Jersey market. Ezri is also a Profess
Ezri Shechter is the lead developer for Norkez Lakhani, a real estate development firm that specializes in the Northern New Jersey market, with a concentration in Downtown Jersey City. Ezri brings with him a wealth of local ground-up development, having executed on several projects in the Northern New Jersey market. Ezri is also a Professor of Real Estate and Finance at Baruch College, and a member of the Englewood Historic Preservation Committee
Vincent “Vince” Bruno began his career in the securities industry in 1985. Mr. Bruno has been a Chief Compliance Officer for various broker-dealers since 1992. He has recently served as a CEO of a broker-dealer. During the 1990’s he was CCO for three affiliated broker-dealers with over 300 registered representatives. Since 2002, after
Vincent “Vince” Bruno began his career in the securities industry in 1985. Mr. Bruno has been a Chief Compliance Officer for various broker-dealers since 1992. He has recently served as a CEO of a broker-dealer. During the 1990’s he was CCO for three affiliated broker-dealers with over 300 registered representatives. Since 2002, after the enactment of the U.S. PATRIOT ACT, Mr. Bruno became a FINRA certified AML Compliance Officer and has been serving each broker-dealer, (he has been registered with), in that capacity since 2002.
In January 2006, Mr. Bruno formed his own compliance consulting company and has since worked with numerous broker-dealers in the areas of general and specific compliance practices and procedures, branch examinations and independent AML Auditsyou'd like to show.
Avi Mandel is an investment advisor and has been working with CM Capital for 4 years. He is in charge of back-office administration, managing the day-to-day operations, including account opening, maintenance, and data filing. Avi has a master's in education from Hebrew College, and is currently pursuing his PhD.
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